QA Revolution

Regulatory Compliance & DevOps


In today’s IT world the need for organizations to protect sensitive information of their customers is more than ever. Governments around the world have enforced policies to protect companies against poor management of sensitive information. Compliance is one the very critical components in IT. But in IT this has a negative inference. The reason being it brings too much of documented processes involving discussions, paperwork which in turn slows down the more important work of releasing the software.

As the trend of implementing DevOps in IT organizations continue there is a need to understand how this will affect security and compliance controls. These controls are key enablers of software development activities. So it is very important for organizations to think how regulatory compliance fit in with the cultural and organizational shift which is brought by DevOps to support continuous delivery of software.

Regulatory Compliance in DevOps World

DevOps advocates delivering software in agile fashion by automating the IT delivery chain. This appears to contradict the regulatory goal of compliance to ensure that the organization isn’t opening itself up to potential vulnerabilities. Regulatory compliance are mandatory in regulated industries like Healthcare, Banking and Finance.

DevOps automation techniques for continuous delivery can appear to dissatisfy regulatory compliance. But the fact is that DevOps automation can help organizations not only to stay compliant, but actually increase their compliance levels. DevOps teams must not only include compliance activities early in the software life cycle as in the case of testing but also automate the compliance tests. Instead of leaving the security and compliance concerns for later in the release cycle it is better to deal with them early in the development life cycle. By doing so it will be easy to remove the compliance bottleneck early and bring security, quality, agility and stability into the software value chain. Automation of processes and tests will help reduce the risk of introducing security flaws due to human error.

Maintaining audit trails of software development activities is the key requirement of regulatory compliance. The continuous integration mechanism in DevOps can log and track precisely what version of each source code file contributed to which version of the software. Also with continuous deployments each build can be tagged to assure that the deployments are inspected to deny unauthorized changes moving forward. The automation testing of every build can be checked for regulatory issues. Automation of infrastructure provisioning is another area of DevOps that will help satisfy the regulatory compliance. Infrastructure provisioning scripts as verifiable and testable which can be reliable and reproduce results. All these satisfy the mandatory regulatory compliance.

By adopting the DevOps automation techniques which extend the entire software delivery pipeline, the ability to control, audit, and protect the organizational assets will only increase. This will ensure that the organizations are compliant with regulatory requirements.


DevOps guiding principles like automation and validation actually provide in depth audit and change information to satisfy audit and regulatory compliance needs. Another compliance concern which is governance is also addressed in DevOps by advocating processes for creating, communicating, and enforcing policies which also includes security and compliance policies across an organization. DevOps actually complements existing processes and methodologies such as ITIL & Agile which help organizations to be compliant.

If you would like more information on Agile, DevOps or Software Testing, please visit my Software Testing Blog or my Software Testing YouTube Channel.

Syed Moin